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FINRA Broker Allegations

Allegations against: Matthew Stern Buchsbaum

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Time frame: march 13, 2018 to november 16, 2018 the client alleges the advisors misrepresented the strategy makes money because it works like an insurance product and takes advantage of the difference in implied and realized volatility. The alleged damages are estimated to be in excess of $5,000.00

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