The allegations read: Time frame: january 2017 - present
claimant's counsel alleges unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy.
an arbitration was held from july 10-14, 2023 regarding these allegations and the arbitration panel
unanimously denied the plaintiff's claims in full and entered an award of $0. The final award was
entered on july 18, 2023.
