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FINRA Broker Allegations

Allegations against: Matthew Stern Buchsbaum

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Time frame: january 02, 2018 to october 21, 2022 what were the allegations against the individual? the client alleges the yes program was unsuitable and misrepresented. The alleged damages are estimated to be in excess of $5,000.00

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