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FINRA Broker Allegations

Allegations against: Jacqueline Sarette Georgio

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Clients allege senior financial associate obtained an "erroneous form" from the wyoming retirement system which, when signed by the clients, resulted in a forfeiture of benefits from the wyoming retirement system starting in january 2014.

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