Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Hugh James Mcguire

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Claimants allege that htk financial professional misled claimant by recommending unsuitable investments and investment strategies in various illiquid alternative investments and thereafter recommending that claimants hold those investments despite the availability of information concerning the poor prospects of these investments.

Back