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FINRA Broker Allegations

Allegations against: Leonard Levy

Allegation type: Civil

Allegation status: Final

The allegations read: The district court entered an order which inter alia, preliminarily enjoined the defendants from (a) violating section 13(d) of the 1934 securities exchange act; (b) soliciting proxies for election of dissident slate of direction at gac's 1976 annual stockholders' meeting; and (c) voting their shares of gac common stock at the 1976 annual stockholder' meeting.

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