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FINRA Broker Allegations

Allegations against: John Robert Stevens

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: John robert stevens was a subject of the customer's complaint against his member firm that asserted the following causes of action in the statement of claim: common law fraud, breach of contract, negligent supervision, breach of fiduciary duty, and violation of the colorado securities act. The causes of action relate to claimant's investment in an ing landmark variable annuity.

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