Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Brian W Fulton

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: On december 22, 2017, customer purchased $20,000 worth of a goldman sachs zero coupon market-linked cd, which will mature in december of 2024. Customer complained that the amount of interest to be payed on the cd at maturity was misrepresented to her at the time of her purchase.

Back