Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Brad Perry Goldberg

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Claimant alleges breaches of fiduciary duties related to the alleged recommendations to use a line of credit, failures to provide documents or investigate, and negligence with respect to liquidation of securities (september 2014-march 2020)

Back