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FINRA Broker Allegations

Allegations against: Philippus Theunis Van Staden

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Claimants allege unsuitability, reasonable basis unsuitability and violation of best interest; breach of fiduciary duty; negligence/gross negligence/negligence per se; negligent misrepresentation; intentional misrepresentation/omission; aiding and abetting a fraud; negligent hiring, retention, supervision; breach of contract; equitable rescission; declaratory judgement.

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