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FINRA Broker Allegations

Allegations against: Steven Roland Knuttila

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: In february 2000 the client purchased a polaris annuity. Client claims she is disatisfied how ir, steve knuttila, invested in the annuity buckets. Client claims she wanted to earn interest, however, ir put her money in the stock market. Client claims she thinks ir did this to earn more money and she believes this was very unfair. Client wants to know what can be done. The annuity has an unrealized loss exceeding $5,000.

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