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FINRA Broker Allegations

Allegations against: Steven Roland Knuttila

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Alleged negligence, failure to supervise, violations of the mn uniform securities act, common law fraud, misrepresentation, breach of contract, and respondeat superior in the sale of $70,000 cornerstone healthcare reit on 3/16/2010.

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