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FINRA Broker Allegations

Allegations against: Steven Roland Knuttila

Allegation type: Customer Dispute

Allegation status: Closed-No Action

The allegations read: Allegations of misrepresentation in various investments since dec. 2009 including u.s. Energy lp, ltc insurance, managed account with lockwood/tag, american power (ampw), williston basin (icpax), ford (f), annaly (nly), & allianz fia. No specific claim for damages made but unrealized losses claimed on two of the investments of $58,900.

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