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FINRA Broker Allegations

Allegations against: Steven Roland Knuttila

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Complaint filed with the state of nd securities department. Claim alleged rep sold the client multiple limited partnerships without fully explaining the risks for someone 75 years old. Claim specifically references behringer harvard investment of $150,000 on 7/10/2008 and another for $50,000 on 7/29/2008.

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