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FINRA Broker Allegations

Allegations against: Steven Roland Knuttila

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Alleged breach of fiduciary duty, fraud, deceit, negligence, misrepresentation, omission of facts and product unsuitability in the sale of equipment leasing programs, oil and gas drilling programs and a nasdaq traded common stock between 12/01/2009 and 5/13/2012

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