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FINRA Broker Allegations

Allegations against: Steven Roland Knuttila

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Alleged unsuitability, breach of fiduciary duty, common law fraud, breach of contract, negligent supervision, and violation of the minnesota securities act, in the sale of speculative private placement investments, including reit's, oil and gas investments, equipment leasing funds and annuities. No specific damages amount claimed

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