The allegations read: Carlson was named in a customer complaint that asserted the following causes of action: violations of federal securities laws; violation of minnesota securities act; violation of minnesota prevention of consumer fraud act; violation of minnesota act preventing deceptive acts against senior citizens; violation of finra rules; breach of fiduciary duty - common law and statutory; negligent hiring/negligent supervision; violation of minnesota uniform fraudulent transfer act; and conspiracy to commit securities fraud and consumer fraud.
