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FINRA Broker Allegations

Allegations against: Ramon Manuel Almonte

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Time frame: 2005 to present claimant alleges that the nature of the investments were misrepresented as having "no risk," "100% safe," and "guaranteed." claimant further alleges the account was overconcentrated, unsuitable, and highly speculative.

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