The allegations read: Ramon manuel almonte was a subject of the customer's complaint against his member firm that asserted the following causes of action: misrepresentation; negligence; breach of contract; breach of fiduciary duty; overconcentration in violation of finra and nasd rules; unsuitability; unauthorized trading and use of loan facilities; failure to supervise in violation of finra and nasd rules; unjust enrichment; market manipulation; and violations of the puerto rico and federal securities act.
