Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Ramon Manuel Almonte

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Time frame: 2012 - present allegations: claimant alleges that the recommendation to purchase puerto rico securities, made to his now-deceased wife, were unsuitable. Claimant further alleges misrepresentations were made to his wife regarding the investments' risk and that her accounts were unsuitably over-concentrated.

Back