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FINRA Broker Allegations

Allegations against: Paul Michael Furlong

Allegation type: Customer Dispute

Allegation status: Closed-No Action

The allegations read: The client asked me to sign her name, which i did, to an annuity contract so that she could lock in a date for dollar cost averaging. Nothing was to happen until i returned from vacation but the forms were inadvertently processed (this can be confirmed by the annuity company). She wrote a letter of complaint requesting that the old positions be reestablished which was done at no loss.

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