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FINRA Broker Allegations

Allegations against: Anida Venniro

Allegation type: Regulatory

Allegation status: Final

The allegations read: Without admitting or denying the findings, venniro consented to the sanctions and to the entry of findings that she engaged in an oba without providing prior written notice to her member firm. The findings stated that venniro provided property management and commercial real-estate related services to two firm customers, with the reasonable expectation of receiving compensation for such services. This activity was outside the scope of venniro's relationship with her firm.

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