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FINRA Broker Allegations

Allegations against: Ian M Deliz Morales

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claimant alleges that financial consultant investment recommendations to purchase and to hold p.r. Securities were unsuitable in light of the clients' risk tolerance. Claimants also allege that recommendations made by the financial consultant were particularly egregious in light of puerto rico's well known deteriorating financial condition.

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