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FINRA Broker Allegations

Allegations against: Angel Lynn Gulizio

Allegation type: Regulatory

Allegation status: Final

The allegations read: Without admitting or denying the findings, gulizio consented to the sanctions and to the entry of findings that she certified to the state of new york that she had personally completed 15 hours of continuing education required to renew her state insurance license when, in fact, another person had completed that continuing education on her behalf.

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