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FINRA Broker Allegations

Allegations against: Jack Winfield Graves

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: The aboveclients submitted claim form to the claims resolution process relating to the limited partnership purchase during the period 3/86-11/86 the above mentioned registered rep was the broker of record at time of purchase no damages were alleged but this amount of actual loss is $5,755

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