The allegations read: Burtraw was named in a customer complaint that asserted the following causes of action: violation of c.r.s. \\u00a7\\u00a7 11-51-501 (colorado securities fraud) and 11-51-501(5) (colorado investment adviser fraud); violation of section 10(b) of the securities exchange act (federal securities fraud); and common law fraud; unsuitability and common law breach of fiduciary duty.
