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FINRA Broker Allegations

Allegations against: Mitchell William Black

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Claimant alleges in late 2005 and 2006, he was recommended unsuitable variable life insurance policies, annuities and reits. Claimant requests rescission of the $750,000 of reits, vul policies and an annuity, return of principle, interest, fees and commissions.

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