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FINRA Broker Allegations

Allegations against: Chun Mei Zhu

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Client alleges rr unnecessarily switched her from a nationwide annuity to a securian annuity with less potential for growth and a new surrender period in september 2017. Client is requesting to surrender the annuity with the firm paying the surrender fees.

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