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FINRA Broker Allegations

Allegations against: Igor A Zey

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Plaintiffs allege negligence-general, negiligence-legal malpractice, fraud, intentional tort-infliction of emotional distress and breach of fiduciary duty relating to advice given to [customer], deceased, relating to estate planning, legal services and the purchase and sale of two variable annuities in 1997. Damages are unspecified.

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