The allegations read: Ronald david calvin was a subject of the customer's complaint against his member firm that asserted the following causes of action: breach of fiduciary duty; constructive fraud; fraud by misrepresentation and omission; breach of written contract; failure to supervise and control; financial elder abuse; violation of state and federal securities laws, finra rules of fair practice and nyse rules; and suitability. The causes of action relate to claimants' investment in various unspecified unit investment trusts.
