Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Jason Keith Norton

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: The client states his advisor did not inform him that a real estate investment trust (reit) investment may reduce dividends, end share repurchases, and undergo repricing. The client requested his original investment plus 8% dividends. Activity period - 01/12/2015 - 08/12/2024

Back