The allegations read: Timothy francis leahy was named in a customer complaint that asserted the following causes of action: consumer fraud; breach of fiduciary duty; breach of contract; negligence & negligent misrepresentation; strict liability; failure to supervise; and failure to abide by finra conduct rules 2010, 2020, 2090 and nyse rule 405, 2111, 2150, 2210, and 3010, and im-3010-1 and 3012, and nyse rules 342 and 401.