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FINRA Broker Allegations

Allegations against: Rushton Leigh Ardrey

Allegation type: Regulatory

Allegation status: Final

The allegations read: Without admitting or denying the findings, ardrey consented to the sanction and to the entry of findings that he caused a wire of $33,000 to be sent from his personal bank account to that of customer in order to reimburse the customer for losses sustained in her account without prior written authorization from his member firm.

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