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FINRA Broker Allegations

Allegations against: Moghis Uddin Mohammad

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: The allegations are in general terms without specifics and allege that we breached fiduciary, statutory and contractual responsibilities in q4 of 2018. breach of contract, negligence, unsuitability, breach of fiduciary duty, breach of the covenant of good faith and fair dealing, violations of the washington consumer protection act, and violations of the washington state securities act

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