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FINRA Broker Allegations

Allegations against: Jeffrey Adam Miller

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Time frame:june 2014 - june 2021 allegations: claimant, widower and former opera singer, alleges fa recommended unsuitable concentration in gold, gold mining and silver, the use of a credit line for liquidity, and purchasing a long-term disability care insurance policy, which ultimately lapsed. Claimant alleges the fa received a commission from the policy.

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