The allegations read: Without admitting or denying the findings, longstreet consented to the sanction and to the entry of findings that she refused to provide documents and information requested by finra in connection with its investigation initiated based upon an arbitration filing. The findings stated that the longstreet's former member firm submitted an amended form u5 disclosing that a customer had filed an arbitration against it alleging misconduct involving his accounts and that his individual retirement account (ira) beneficiaries were improperly changed to personally benefit longstreet's family and/or friends.
