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FINRA Broker Allegations

Allegations against: Robert Joseph Kerrigan

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Clients allege that the 4 variable universal life policies they purchased in january 1995 (2), june 1998 and september 1998 were misrepresented as providing financial security, tax advantages and income during retirement. They allege the risks were not adequately disclosed.

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