The allegations read: From at least february 1, 2013, to at least august 8, 2014, kerrigan was an executive member of barcelona advisors. Kerrigan made twelve offers for sale of unregistered securities. Kerrigan violated a.r.s. \\u00a744-1841 by offering securities that were neither registered nor exempt from registration. Kerrigan violated a.r.s. \\u00a7 44-l962(a)(2) by committing fraud in connection with the offer or sale of securities, a violation of a.r.s. \\u00a7 44-1991. Kerrigan violated a.r.s. \\u00a7 44-1962(a)(8) by being subject to an order of an sro denying, suspending or revoking his membership for at least six months. Kerrigan violated a.r.s. \\u00a744-1962(a)(l0) by engaging in dishonest or unethical practices in the securities industry by effecting securities transactions which were not recorded on the records of the dealer with whom he was registered as a salesman at the time of the transactions, in violation of a.a.c. R14-4-130(a)(l7). Pursuant to the authority granted to the commission under a.r.s. \\u00a7 44-l962(a)(2),(8) and (10), respondent robert j. Keegan's registration as a securities salesman in arizona is revoked.
