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FINRA Broker Allegations

Allegations against: Laurence Geoffrey Allen

Allegation type: Civil

Allegation status: Final

The allegations read: On december 4, 2019, the office of the attorney general of the state of new york filed a complaint naming laurence geoffrey allen as a defendant and alleging, inter alia, violations of new york's anti-fraud law, the martin act. The case is in the supreme court of the state of new york, new york county index number 452378/2019.

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