Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Matthew Jason Childs

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Statement of claim names portsmouth financial as the respondent. Matthew childs is identified as a registered representative responsible for handling the transactions for [redacted]. Claims include improperly recommending high risk, high commission, illiquid alternative investment which was unsuitable for clients. Claim alleges respondent failed to conduct reasonable due diligence and the investment was falsely represented as a safe investment that would produce a generous return.

Back