Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Jackie Divono Wadsworth

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Allegation is a breach of contract and deceptive trade practices. According to claimants, registered representative mr. Harn moved their life savings from conservative fixed income investments to riskier private placements and there was a lack of supervision on the part of ms. Wadsworth and ims securities, inc.

Back