Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Eugene Cebron Thompson

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Gwg holdings, inc. Filed chapter 11 bankruptcy on april 20, 2022. Complaint alleges breach of fiduciary duty, fraudulent misrepresentation, unfair or deceptive trade practices, violations of the nc securities act, and constructive fraud, related to investments in l-bonds.

Back