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FINRA Broker Allegations

Allegations against: Eugene Cebron Thompson

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Gwg holdings filed chapter 11 bankruptcy on april 20, 2022. Complaint alleges breach of fiduciary duty, negligence and negligent misrepresentation, breach of contract, failure to supervise, and negligence - violation of regulation best interest.

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