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FINRA Broker Allegations

Allegations against: Anthony Diaz

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claimants allege that mr. Diaz misrepresented guaranteed payments of interest, violated suitability requirements, falsified liquid and net worth information, inflated income, guaranteed returns, and forged or cause to be forged certain blank account documentation beginning in 2003.

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