Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Deborah Marie Hunter

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Deborah hunter was a subject of the customer's complaint against her member firm that asserted the following causes of action: unsuitable recommendations; failure to perform adequate due diligence; failure to monitor; misrepresentations; omissions; failure to treat claimants in a just and equitable manner; breach of fiduciary duty; breach of contract; fraud; fraudulent misrepresentation; constructive fraud and/or negligent misrepresentation; negligence; gross negligence; and negligent supervision.

Back