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FINRA Broker Allegations

Allegations against: Rita Mansour

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Claimant alleges that rr recommended an unsuitable investment in a private offering of securities in 2013 and 2014. Claimant further alleges rr did not disclose, and did not accurately disclose, all material facts in connection with claimant's investments in the private placement offering, and did not provide updates and other documents after claimant made the investments.

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